Client Service Agreement (CSA)

Client Service Agreement (CSA)

Client Service Agreement (CSA)

THIS AGREEMENT is made and entered into as of the [DAY] day of [MONTH], [YEAR] (the "Effective Date"), by and between:

[NOME DA ENTIDADE LEGAL DA DELTA CAPITAL PRO] ("Advisor" or "Delta Capital Pro"), an investment entity [Legal Structure, e.g., LLC], with its principal place of business at [ENDEREÇO DA SEDE EM ATLANTA, GA], and legally compliant to operate within the parameters of the U.S. financial system, and

[CLIENT NAME] ("Client"), an individual or entity with a primary residence/domicile at [CLIENT ADDRESS].

(Each a "Party" and collectively, the "Parties")


1. Appointment of Advisor and Client Account


1.1. Appointment: The Client hereby appoints Delta Capital Pro as its exclusive investment advisor and manager for the Client’s account (the "Account") established with the designated custodian/broker-dealer.

1.2. Account Identification: The Account is identified by the number [ACCOUNT NUMBER] held at [CUSTODIAN NAME, e.g., Tastytrade].

1.3. Minimum Investment: The Client represents and warrants that the initial investment capital deposited into the Account meets the minimum required threshold of US$ [300,000.00] for the Delta Trading Pro service.


2. Scope of Advisory Services and Authority


2.1. Discretionary Management: The Client hereby grants Delta Capital Pro full discretionary authority to manage and control the Account in accordance with the Delta Trading Pro Strategy. This authority includes, but is not limited to, the power to select, purchase, sell, trade, or otherwise dispose of any securities or financial instruments (Options, Cryptocurrencies, US Treasury Bonds, etc.) on the Client’s behalf, without consulting the Client prior to each transaction.

2.2. Strategy Focus: The Advisor shall manage the Account based on the stated conservative, low-risk, multi-asset strategy focused on consistent monthly income and long-term capital preservation, as detailed in the Delta Trading Pro performance disclosure.

2.3. Limited Power of Attorney (POA): The Client executes a Limited Power of Attorney concurrently with this Agreement, granting the Advisor authority solely to manage the Account and execute trades. The Advisor is not authorized to withdraw funds or assets from the Account, except for the deduction of authorized fees.


3. Client Investment Objective and Risk


3.1. Objective Acknowledgment: The Client affirms that the investment objective of the Account is Consistent Growth and Monthly Income Generation with a Conservative/Moderate risk profile, and that the Delta Trading Pro Strategy is suitable for this objective.

3.2. Risk Acknowledgment: The Client acknowledges that the use of derivatives (Options, Futures) and volatile assets (Cryptocurrencies) involves significant risks and the potential for loss of principal, as detailed in the separate Investment Disclaimer provided by the Advisor.


4. Fees and Compensation


4.1. Management Fee: The Advisor shall not charge a recurring Management Fee based on Assets Under Management (AUM).

4.2. Performance Fee: The Client agrees to pay the Advisor a Performance Fee equal to [10%] of the Net New Profits generated in the Account during each [Monthly/Quarterly] measurement period. * High-Water Mark: The Performance Fee shall be subject to a High-Water Mark provision, ensuring that the Advisor is only compensated for new profits and not for simply recouping past losses.

4.3. Custodial/Brokerage Fees: The Client shall bear all transaction costs, commissions, and other fees charged by the custodian/broker-dealer (Tastytrade), which are separate from the Advisor's Performance Fee.

4.4. Payment and Deduction: All fees due to the Advisor shall be calculated and automatically deducted directly from the Account by the custodian/broker-dealer upon instruction from the Advisor.


5. Custody, Brokerage, and Execution


5.1. Custodian: The Client shall maintain the Account with [CUSTODIAN/BROKER-DEALER NAME, e.g., Tastytrade] or another SEC-regulated custodian approved by the Advisor. The Advisor shall never take physical custody of the Client's assets.

5.2. Brokerage Authority: The Client authorizes the Advisor to select the broker-dealer (currently Tastytrade) and negotiate commission rates and execution terms in the Client’s best interest, adhering to the Advisor’s Best Execution Policy.


6. Term and Termination


6.1. Term: This Agreement shall commence on the Effective Date and shall continue in effect until terminated by either Party.

6.2. Termination: Either Party may terminate this Agreement upon providing [Thirty (30)] days written notice to the other Party. * Fee Survival: Termination shall not affect the Client’s obligation to pay the Performance Fee accrued up to the date of termination.

6.3. Effect of Termination: Upon termination, the Advisor shall cease trading activity and shall instruct the custodian to transfer the management authority back to the Client.


7. Standard Provisions


7.1. Confidentiality: The Advisor shall maintain the strict confidentiality of all NPI provided by the Client, except as required for service delivery or mandated by regulatory bodies (e.g., SEC).

7.2. Governing Law: This Agreement shall be governed by and construed in accordance with the laws of the State of Georgia, United States of America.

7.3. Entire Agreement: This Agreement, together with the Investment Disclaimer and the Privacy Policy, constitutes the entire agreement between the Parties.

IN WITNESS WHEREOF, the Parties have executed this Client Service Agreement as of the Effective Date.

THIS AGREEMENT is made and entered into as of the [DAY] day of [MONTH], [YEAR] (the "Effective Date"), by and between:

[NOME DA ENTIDADE LEGAL DA DELTA CAPITAL PRO] ("Advisor" or "Delta Capital Pro"), an investment entity [Legal Structure, e.g., LLC], with its principal place of business at [ENDEREÇO DA SEDE EM ATLANTA, GA], and legally compliant to operate within the parameters of the U.S. financial system, and

[CLIENT NAME] ("Client"), an individual or entity with a primary residence/domicile at [CLIENT ADDRESS].

(Each a "Party" and collectively, the "Parties")


1. Appointment of Advisor and Client Account


1.1. Appointment: The Client hereby appoints Delta Capital Pro as its exclusive investment advisor and manager for the Client’s account (the "Account") established with the designated custodian/broker-dealer.

1.2. Account Identification: The Account is identified by the number [ACCOUNT NUMBER] held at [CUSTODIAN NAME, e.g., Tastytrade].

1.3. Minimum Investment: The Client represents and warrants that the initial investment capital deposited into the Account meets the minimum required threshold of US$ [300,000.00] for the Delta Trading Pro service.


2. Scope of Advisory Services and Authority


2.1. Discretionary Management: The Client hereby grants Delta Capital Pro full discretionary authority to manage and control the Account in accordance with the Delta Trading Pro Strategy. This authority includes, but is not limited to, the power to select, purchase, sell, trade, or otherwise dispose of any securities or financial instruments (Options, Cryptocurrencies, US Treasury Bonds, etc.) on the Client’s behalf, without consulting the Client prior to each transaction.

2.2. Strategy Focus: The Advisor shall manage the Account based on the stated conservative, low-risk, multi-asset strategy focused on consistent monthly income and long-term capital preservation, as detailed in the Delta Trading Pro performance disclosure.

2.3. Limited Power of Attorney (POA): The Client executes a Limited Power of Attorney concurrently with this Agreement, granting the Advisor authority solely to manage the Account and execute trades. The Advisor is not authorized to withdraw funds or assets from the Account, except for the deduction of authorized fees.


3. Client Investment Objective and Risk


3.1. Objective Acknowledgment: The Client affirms that the investment objective of the Account is Consistent Growth and Monthly Income Generation with a Conservative/Moderate risk profile, and that the Delta Trading Pro Strategy is suitable for this objective.

3.2. Risk Acknowledgment: The Client acknowledges that the use of derivatives (Options, Futures) and volatile assets (Cryptocurrencies) involves significant risks and the potential for loss of principal, as detailed in the separate Investment Disclaimer provided by the Advisor.


4. Fees and Compensation


4.1. Management Fee: The Advisor shall not charge a recurring Management Fee based on Assets Under Management (AUM).

4.2. Performance Fee: The Client agrees to pay the Advisor a Performance Fee equal to [10%] of the Net New Profits generated in the Account during each [Monthly/Quarterly] measurement period. * High-Water Mark: The Performance Fee shall be subject to a High-Water Mark provision, ensuring that the Advisor is only compensated for new profits and not for simply recouping past losses.

4.3. Custodial/Brokerage Fees: The Client shall bear all transaction costs, commissions, and other fees charged by the custodian/broker-dealer (Tastytrade), which are separate from the Advisor's Performance Fee.

4.4. Payment and Deduction: All fees due to the Advisor shall be calculated and automatically deducted directly from the Account by the custodian/broker-dealer upon instruction from the Advisor.


5. Custody, Brokerage, and Execution


5.1. Custodian: The Client shall maintain the Account with [CUSTODIAN/BROKER-DEALER NAME, e.g., Tastytrade] or another SEC-regulated custodian approved by the Advisor. The Advisor shall never take physical custody of the Client's assets.

5.2. Brokerage Authority: The Client authorizes the Advisor to select the broker-dealer (currently Tastytrade) and negotiate commission rates and execution terms in the Client’s best interest, adhering to the Advisor’s Best Execution Policy.


6. Term and Termination


6.1. Term: This Agreement shall commence on the Effective Date and shall continue in effect until terminated by either Party.

6.2. Termination: Either Party may terminate this Agreement upon providing [Thirty (30)] days written notice to the other Party. * Fee Survival: Termination shall not affect the Client’s obligation to pay the Performance Fee accrued up to the date of termination.

6.3. Effect of Termination: Upon termination, the Advisor shall cease trading activity and shall instruct the custodian to transfer the management authority back to the Client.


7. Standard Provisions


7.1. Confidentiality: The Advisor shall maintain the strict confidentiality of all NPI provided by the Client, except as required for service delivery or mandated by regulatory bodies (e.g., SEC).

7.2. Governing Law: This Agreement shall be governed by and construed in accordance with the laws of the State of Georgia, United States of America.

7.3. Entire Agreement: This Agreement, together with the Investment Disclaimer and the Privacy Policy, constitutes the entire agreement between the Parties.

IN WITNESS WHEREOF, the Parties have executed this Client Service Agreement as of the Effective Date.

THIS AGREEMENT is made and entered into as of the [DAY] day of [MONTH], [YEAR] (the "Effective Date"), by and between:

[NOME DA ENTIDADE LEGAL DA DELTA CAPITAL PRO] ("Advisor" or "Delta Capital Pro"), an investment entity [Legal Structure, e.g., LLC], with its principal place of business at [ENDEREÇO DA SEDE EM ATLANTA, GA], and legally compliant to operate within the parameters of the U.S. financial system, and

[CLIENT NAME] ("Client"), an individual or entity with a primary residence/domicile at [CLIENT ADDRESS].

(Each a "Party" and collectively, the "Parties")


1. Appointment of Advisor and Client Account


1.1. Appointment: The Client hereby appoints Delta Capital Pro as its exclusive investment advisor and manager for the Client’s account (the "Account") established with the designated custodian/broker-dealer.

1.2. Account Identification: The Account is identified by the number [ACCOUNT NUMBER] held at [CUSTODIAN NAME, e.g., Tastytrade].

1.3. Minimum Investment: The Client represents and warrants that the initial investment capital deposited into the Account meets the minimum required threshold of US$ [300,000.00] for the Delta Trading Pro service.


2. Scope of Advisory Services and Authority


2.1. Discretionary Management: The Client hereby grants Delta Capital Pro full discretionary authority to manage and control the Account in accordance with the Delta Trading Pro Strategy. This authority includes, but is not limited to, the power to select, purchase, sell, trade, or otherwise dispose of any securities or financial instruments (Options, Cryptocurrencies, US Treasury Bonds, etc.) on the Client’s behalf, without consulting the Client prior to each transaction.

2.2. Strategy Focus: The Advisor shall manage the Account based on the stated conservative, low-risk, multi-asset strategy focused on consistent monthly income and long-term capital preservation, as detailed in the Delta Trading Pro performance disclosure.

2.3. Limited Power of Attorney (POA): The Client executes a Limited Power of Attorney concurrently with this Agreement, granting the Advisor authority solely to manage the Account and execute trades. The Advisor is not authorized to withdraw funds or assets from the Account, except for the deduction of authorized fees.


3. Client Investment Objective and Risk


3.1. Objective Acknowledgment: The Client affirms that the investment objective of the Account is Consistent Growth and Monthly Income Generation with a Conservative/Moderate risk profile, and that the Delta Trading Pro Strategy is suitable for this objective.

3.2. Risk Acknowledgment: The Client acknowledges that the use of derivatives (Options, Futures) and volatile assets (Cryptocurrencies) involves significant risks and the potential for loss of principal, as detailed in the separate Investment Disclaimer provided by the Advisor.


4. Fees and Compensation


4.1. Management Fee: The Advisor shall not charge a recurring Management Fee based on Assets Under Management (AUM).

4.2. Performance Fee: The Client agrees to pay the Advisor a Performance Fee equal to [10%] of the Net New Profits generated in the Account during each [Monthly/Quarterly] measurement period. * High-Water Mark: The Performance Fee shall be subject to a High-Water Mark provision, ensuring that the Advisor is only compensated for new profits and not for simply recouping past losses.

4.3. Custodial/Brokerage Fees: The Client shall bear all transaction costs, commissions, and other fees charged by the custodian/broker-dealer (Tastytrade), which are separate from the Advisor's Performance Fee.

4.4. Payment and Deduction: All fees due to the Advisor shall be calculated and automatically deducted directly from the Account by the custodian/broker-dealer upon instruction from the Advisor.


5. Custody, Brokerage, and Execution


5.1. Custodian: The Client shall maintain the Account with [CUSTODIAN/BROKER-DEALER NAME, e.g., Tastytrade] or another SEC-regulated custodian approved by the Advisor. The Advisor shall never take physical custody of the Client's assets.

5.2. Brokerage Authority: The Client authorizes the Advisor to select the broker-dealer (currently Tastytrade) and negotiate commission rates and execution terms in the Client’s best interest, adhering to the Advisor’s Best Execution Policy.


6. Term and Termination


6.1. Term: This Agreement shall commence on the Effective Date and shall continue in effect until terminated by either Party.

6.2. Termination: Either Party may terminate this Agreement upon providing [Thirty (30)] days written notice to the other Party. * Fee Survival: Termination shall not affect the Client’s obligation to pay the Performance Fee accrued up to the date of termination.

6.3. Effect of Termination: Upon termination, the Advisor shall cease trading activity and shall instruct the custodian to transfer the management authority back to the Client.


7. Standard Provisions


7.1. Confidentiality: The Advisor shall maintain the strict confidentiality of all NPI provided by the Client, except as required for service delivery or mandated by regulatory bodies (e.g., SEC).

7.2. Governing Law: This Agreement shall be governed by and construed in accordance with the laws of the State of Georgia, United States of America.

7.3. Entire Agreement: This Agreement, together with the Investment Disclaimer and the Privacy Policy, constitutes the entire agreement between the Parties.

IN WITNESS WHEREOF, the Parties have executed this Client Service Agreement as of the Effective Date.

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